DOCUMENTS


 

Documents from the Council of the Securities Regulators of the Americas - COSRA

Multilateral Cooperation Declarations Endorsed by CVM

MERCOSUR's Rules

Documents from WTO and FTAA

Papers presented by CVM in International Forums

     

     

  1. Documents from the Council of the Securities Regulators of the Americas - COSRA

    (click on the flag beside the document's name
    to retrieve it in the respective language)
    Portuguese Spanish English
    COSRA's By-Laws Português Español English
    Priciples of Transaction Transparency Português Español English
    Principles of Audit Trails Português Español English
    Principles of Clearing and Settlement Português Español English
    Principles of Cross-border Surveillance Português Español English
    Framework for full and fair Disclosure in the Americas Português Español English
    Fundamental Elements of a Sound Disclosure System Português Español English
    Framework for Cooperation in the Americas Português Español English
    Resolution Concerning Principles of Effective Market Oversight Português Español English
    Principles of Effective Market Oversight Português Español English
    Principles for Oversight of Independent Auditors Português Español English
    Report on the Oversight of Collective Investment Schemes Português Español English
    Report on the Securities Clearance and Settlement Systems in the Americas Português Español English
    Delivery Versus Payment and Settlement Assurance Procedures in Securities Settlement Systems in the Americas N/A Español English

    Countries responses for the questionnaire on Corporate Governance:
    Argentina
    Bermuda
    Brazil
    Canada
    Chile
    Ecuador
    El Salvador
    Mexico
    Panama
    Paraguay
    Peru
    Republica Dominicana
    United States
    Uruguay
    Venezuela


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  2. Multilateral Cooperation Declarations Endorsed by CVM
    (Click here for the documents related to bilateral cooperation - MOUs)

    (click on the flag beside the document's name
    to retrieve it in the respective language)
    Portuguese Spanish English
    The Windsor Declaration Português Español English
    The Boca Raton Declaration
    (on Cooperation and Supervision of Futures Markets)
    Português Español English

     

     

  3. MERCOSUR's Rules

    (click on the flag beside the document's name
    to retrieve it in the respective language)
    Portuguese Spanish English
    Montevidéu's Protocol (Services) Português Español English
    Buenos Aires' Protocol (Investiments from outside Mercosul) Português Español English
    Colônia's Protocol (Investiments from Mercosul) Português Español English
    CMC's Decision no. 8/93 (Minimum Regulation for Capital Markets) Português Español English
    CMC's Decision no. 13/94 (Harmonization of the Accounting Standards) Português Español English
    GMC's Resolution no. 13/00 (Creates the Working Group on Investments) Português Español English

     

     

  4. Documents from WTO and FTAA

    (click on the flag beside the document's name
    to retrieve it in the respective language)
    Portuguese Spanish English
    WTO´s GATS Agreement
    (General Agreeement on Trade in Services)
    Português Español English
    FTAA - Draft of the Services Chapter of the Agreement
    (through link to FTAA's official website)
    Português Español English
    FTAA - Draft of the Investment Chapter of the Agreement
    (through link to FTAA's official website)
    Português Español English

     

     

  5. Papers presented by CVM in International Forums

 

 

E-mail: intl@cvm.gov.br