ASK QUESTIONS
ASKING QUESTIONS
Before investing, you have the right to ask about the risks, obligation and cost of any kind of investment.
We will list below some of the possible questions you may ask us if you are thinking about investing your money in the securities market.
QUESTIONS ON INVESTMENT IN SHARES OR DEBENTURES
- Is that company registered with the CVM?
- What type of information and how often is the company supposed to send to the CVM?
- Is that broker authorized to do business?
- Is that portfolio manager registered with the CVM?
- Does this kind of investment pay dividends or interests?
- What are the costs of this investment (including commissions and fees)?
- What are the risks of this kind of investment?
- Where can I find more information about the investment?
- Are the latest financial reports of the company or its prospectuses filed with the CVM?
- Is there any guarantee of investing in the securities market?
- How can I monitor the performance of my investment?
QUESTIONS ON MUTUAL FUNDS
- How and where can I obtain regulatory statements on this fund?
- What kind of information shall I ask about this fund?
- How often can I expect to receive information on this fund?
- What is the redemption deadline?
- How has the fund performed until now? Where can I find true information on its performance?
- How does the fund perform compared against other similar funds or against an index of similar kind of investment?
- What kind of securities does the fund hold? How often does the portfolio change?
- Is there any kind of security with a high index of volatiliy in this fund portfolio (such as derivatives, for example)?
- What are the specific risks of this kind of fund?
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